FINCAP Advisers Limited
Risk Manager
We are looking for a Risk Manager for our esteemed client in the UAE operating in the financial services industry and specializing in investments and trading
Job Responsibilities:
Leading the team of Broking Risk Management at Corporate Office.
Develop policy framework, processes & systems for effective risk management of the retail equity broking business.
Development of score cards, metrics & dashboards to understand portfolio behavior.
Responsible for Scrip Profiling, Client Profiling, Periodic Flushing.
Monitoring and optimizing Margin utilization.
Responsible for tracking, monitoring & analyzing portfolio.
Regular reporting of MIS to senior management like aging reports, debit reports and NLV reports.
Supervising and mentoring the risk team to ensure efficient implementation of processes.
Liasoning with the software vendor for changes/enhancements in the risk management system.
Liasoning with the business for understanding the business requirements & recommending changes in policies and processes to support the business.
Resolving all audit-related queries for the department
Specialized job competencies:
Ensuring all compliance requirements from the risk perspective like temporary funding, dealer codes etc, are reported to the exchange.
Ensuring compliance requirements from a risk perspective.
Scrip Profiling, Client Profiling, Margin Monitoring & Flushing.
Requirements:
Graduate / Post Graduate with relevant experience in Risk Management from Broking Companies.
Practical knowledge of capital markets.
Knowledge about the overall industry & future potential & trends.
Understanding of various products & market segments.
In-depth understanding of the role of risk as a function in capital markets.