Métier
One of our clients who is a leading International Broker is looking to hire ‘Compliance Officer / Deputy MLRO for their Dubai Office
Job Title: Compliance Officer / Deputy MLRO
Main Duties:
Assisting the MLRO in researching the firm’s organization and its requirements
Assisting in the development and monitoring the compliance controls in the firm
Keep up to date with regulatory developments
Support the staff in the firm to maintain compliance and assist the governing body in developing the compliance culture of the firm
Write and present compliance reports when necessary
Consider and advise on the regulatory implications of new business strategies
Plan and deliver compliance training alongside the MLRO
Maintain an effective relationship with relevant external bodies and respond to requests on consultations
Deal with complaints regarding non-compliance
Identify, investigate, and resolve non-compliant activity within the firm
Inform regulatory bodies of breaches in rules and regulations
Assist in developing and monitoring the firm’s compliance with its training and competency program and training and competency document.
Experience and Qualifications:
5 years’ experience in a Compliance Dept within the financial services sector within the GCC.
Must have AML qualifications
Able to act with a minimum of supervision
Strong investigational, analytical, ethics and problem-solving skills
Extraordinary attention to detail